Personnel SFC Licences and HKMA Registrations (ID 22925933)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2026-04-20	-
	RO	Dealing in securities	2026-04-20	-
	Rep	Asset management	2025-12-05	-
	Rep	Advising on securities	2025-12-05	2026-04-20
	Rep	Dealing in securities	2025-12-05	2026-04-20
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-03-20	2025-10-16
	Rep	Advising on securities	2019-03-20	2025-10-16
	Rep	Dealing in securities	2019-03-20	2025-10-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-03-20	2025-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.