| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BREVAN HOWARD (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2026-10-07 | - |
| RO | Dealing in securities | 2026-10-07 | - | |
| Rep | Asset management | 2024-07-19 | 2024-09-09 | |
| Rep | Asset management | 2020-09-09 | 2023-09-18 | |
| Rep | Dealing in securities | 2017-05-08 | 2018-05-09 | |
| Rep | Asset management | 2017-05-08 | 2019-12-31 | |
| DAIXY Capital Management Limited | Rep | Advising on securities | 2016-07-11 | 2017-04-29 |
| Rep | Asset management | 2016-07-11 | 2017-04-29 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-07-14 | 2016-06-28 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-07-14 | 2016-06-28 |
| Rep | Dealing in securities | 2014-07-14 | 2016-06-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-14 | 2016-06-28 |
No HKMA registrations in the collected records.