Personnel Hong Kong SFC License Details (ID 22950300)

Personnel Hong Kong SFC License Details (ID 22950300)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2025-08-18	-
	Rep	Dealing in securities	2025-08-18	-
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2022-03-07	2023-05-19
	Rep	Dealing in securities	2022-03-07	2023-05-19
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2020-09-18	2021-09-15
	Rep	Dealing in securities	2020-09-18	2021-09-15
Luk Fook Capital (HK) Limited	Rep	Advising on corporate finance	2020-08-03	2020-08-31
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2019-06-24	2020-07-30
RaffAello Capital Limited	Rep	Advising on corporate finance	2019-03-26	2019-06-16