| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2026-06-01 | - |
| Rep | Dealing in securities | 2026-06-01 | - | |
| Rep | Asset management | 2022-08-11 | - | |
| Rep | Advising on securities | 2022-08-11 | 2025-06-05 | |
| Rep | Dealing in securities | 2022-08-11 | 2025-06-05 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-11-22 | 2022-07-05 |
| Rep | Advising on securities | 2021-11-22 | 2022-07-05 | |
| Rep | Asset management | 2021-11-22 | 2022-07-05 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-11-22 | 2022-07-05 |
| Rep | Asset management | 2021-11-22 | 2022-07-05 | |
| Rep | Dealing in securities | 2021-11-22 | 2022-07-05 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-03-27 | 2019-09-20 |
| Rep | Asset management | 2019-03-27 | 2019-09-20 | |
| Rep | Dealing in securities | 2019-03-27 | 2019-09-20 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-27 | 2019-09-20 |
| Rep | Asset management | 2019-03-27 | 2019-09-20 | |
| Rep | Dealing in securities | 2019-03-27 | 2019-09-20 |
No HKMA registrations in the collected records.