Personnel Hong Kong SFC License Details (ID 22952429)

Personnel Hong Kong SFC License Details (ID 22952429)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED	Rep	Advising on securities	2022-12-20	-
	Rep	Asset management	2022-12-20	-
	Rep	Dealing in securities	2022-12-20	-
MONEY CONCEPTS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-09-15	-
	Rep	Asset management	2022-09-15	-
	Rep	Dealing in securities	2022-09-15	2024-05-17
ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-03-28	2019-08-31
	Rep	Asset management	2019-03-28	2019-08-31
	Rep	Dealing in securities	2019-03-28	2019-08-31