Personnel Hong Kong SFC License Details (ID 2295508)

Personnel Hong Kong SFC License Details (ID 2295508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2024-10-23	2026-03-31
	Rep	Advising on securities	2024-10-23	2026-03-31
	Rep	Asset management	2024-10-23	2026-03-31
	Rep	Dealing in futures contracts	2024-10-23	2026-03-31
	Rep	Dealing in securities	2024-10-23	2026-03-31
LUK FOOK FUTURES (HK) LIMITED	Rep	Advising on futures contracts	2020-08-24	2024-07-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2020-08-24	2024-07-31
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-01-06	2020-06-05
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2014-07-17	2024-07-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Asset management	2014-07-17	2024-07-31
	Rep	Dealing in securities	2014-07-17	2024-07-31