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Lee, Adam John (SFC:BDT098) Hong Kong SFC License Details (ID 2295525)
Lee, Adam John (SFC:BDT098)
SFC ID:
BDT098
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
EFM ASSET MANAGEMENT LIMITED
Rep
Asset management
2018-06-20
2024-04-01
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2014-07-17
2018-04-16