Personnel SFC Licences and HKMA Registrations (ID 2295527)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2014-07-16	-
	Rep	Dealing in securities	2014-07-16	-
	Rep	Asset management	2014-07-16	2026-01-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.