Personnel SFC Licences and HKMA Registrations (ID 2296189)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	RO	Advising on securities	2024-10-04	-
	Rep	Advising on securities	2024-08-27	2024-10-04
Fosun International Securities Limited	Rep	Advising on securities	2021-11-19	2023-12-09
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2014-07-18	2021-09-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.