Personnel SFC Licences and HKMA Registrations (ID 2297350)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2019-01-10	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2019-01-10	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-12-20
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-09-05	2018-12-20
KGI ASIA LIMITED	Rep	Dealing in securities	2014-07-22	2017-10-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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