Lee, Siu Kwan Sammy 李兆鈞 SFC Licences and HKMA Registrations (ID 2297866)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND FUTURES LIMITED	Rep	Dealing in futures contracts	2018-08-21	2020-10-14
GLOBAL MASTERMIND SECURITIES LIMITED	Rep	Dealing in securities	2018-05-24	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-07-23	2018-05-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.