Personnel Hong Kong SFC License Details (ID 2297871)

Personnel Hong Kong SFC License Details (ID 2297871)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-08-20	-
	Rep	Dealing in securities	2026-08-14	-
	Rep	Advising on corporate finance	2026-08-14	2026-08-20
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2022-04-08	2026-03-30
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2021-09-23	2026-03-30
	Rep	Advising on corporate finance	2021-08-27	2021-09-23
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2020-01-15	2021-08-05
	Rep	Advising on corporate finance	2018-06-15	2020-01-15
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-18	2018-06-01
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2015-07-02	2016-04-01
	Rep	Dealing in securities	2015-07-02	2016-04-01
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2014-07-23	2015-06-19
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2014-07-23	2015-06-19