Personnel Hong Kong SFC License Details (ID 2298421)

Personnel Hong Kong SFC License Details (ID 2298421)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
C.M. Capital Advisors (HK) Limited	RO	Advising on securities	2022-08-16	2025-08-01
	Rep	Advising on securities	2022-05-05	2022-08-16
	Rep	Asset management	2022-05-05	2025-08-01
CUPOLA CAPITAL LIMITED	RO	Advising on securities	2020-04-22	2022-01-01
	Rep	Asset management	2019-05-17	2022-01-01
	Rep	Advising on securities	2019-05-07	2020-04-22
VC BROKERAGE LIMITED	Rep	Advising on securities	2015-09-29	2019-03-16
Foundation Asset Management (HK) Limited	Rep	Asset management	2014-07-24	2015-05-19