Personnel Hong Kong SFC License Details (ID 2298426)

Personnel Hong Kong SFC License Details (ID 2298426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2017-09-04	-
	Rep	Dealing in securities	2017-09-04	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-08-26	2017-07-29
	Rep	Advising on securities	2015-08-26	2017-07-29
CLSA LIMITED	Rep	Advising on securities	2015-08-26	2017-07-29
	Rep	Dealing in securities	2015-08-26	2017-07-29
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2014-07-24	2015-03-31
	Rep	Dealing in securities	2014-07-24	2015-03-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2014-07-24	2015-03-31