Personnel Hong Kong SFC License Details (ID 22985245)

Personnel Hong Kong SFC License Details (ID 22985245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2025-11-25	-
	Rep	Dealing in securities	2025-11-25	-
Futu Securities International (HONG KONG) Limited	Rep	Advising on futures contracts	2024-06-21	2024-10-22
	Rep	Advising on securities	2024-06-21	2024-10-22
	Rep	Dealing in futures contracts	2024-06-21	2024-10-22
	Rep	Dealing in securities	2024-06-21	2024-10-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2023-01-16	2024-05-15
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-01-16	2024-05-15
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-12-29	2022-04-08
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-12-29	2022-04-08
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-04-02	2021-12-11
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-04-02	2021-12-11