Personnel Hong Kong SFC License Details (ID 2299552)

Personnel Hong Kong SFC License Details (ID 2299552)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2023-04-17	-
	Rep	Advising on securities	2023-04-17	-
	Rep	Dealing in securities	2023-04-17	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-06-15	2023-03-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-07-28	2021-05-17
	Rep	Advising on securities	2014-07-28	2021-05-17
	Rep	Dealing in securities	2014-07-28	2022-02-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-07-28	2021-05-17
	Rep	Advising on securities	2014-07-28	2021-05-17
	Rep	Dealing in securities	2014-07-28	2023-03-31