Personnel Hong Kong SFC License Details (ID 2299554)

Personnel Hong Kong SFC License Details (ID 2299554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neutral Financial Holding Company Limited	Rep	Advising on securities	2017-11-29	2018-01-31
	Rep	Asset management	2017-11-29	2018-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-07-28	2016-08-23
	Rep	Advising on securities	2014-07-28	2016-08-23
	Rep	Dealing in securities	2014-07-28	2016-08-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-07-28	2016-08-23
	Rep	Advising on securities	2014-07-28	2016-08-23
	Rep	Dealing in securities	2014-07-28	2016-08-23