Personnel Hong Kong SFC License Details (ID 2299571)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-10-09	-
	Rep	Dealing in securities	2023-10-09	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-05-24	2023-07-31
	Rep	Dealing in securities	2018-05-24	2023-07-31
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-07-28	2018-01-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-07-28	2018-01-19