Personnel SFC Licences and HKMA Registrations (ID 2300398)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	Rep	Advising on securities	2025-08-14	-
	Rep	Dealing in securities	2025-08-14	-
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2014-07-29	2022-04-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.