Personnel Hong Kong SFC License Details (ID 2300784)

Personnel Hong Kong SFC License Details (ID 2300784)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2023-10-09	-
	Rep	Asset management	2023-10-09	-
Green Renaissance Capital Limited	Rep	Advising on securities	2022-10-20	2022-12-31
	Rep	Asset management	2022-10-20	2022-12-31
MCI ADVISORY LIMITED (HK)	Rep	Asset management	2022-05-25	2022-10-10
HK CAI FU JU ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-11-23	2022-05-18
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-03-17	2020-08-05
	Rep	Dealing in securities	2017-03-17	2020-08-05
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-07-13	2017-03-03
	Rep	Advising on securities	2014-07-31	2017-03-03
	Rep	Asset management	2014-07-31	2017-03-03