Personnel Hong Kong SFC License Details (ID 2300822)

Personnel Hong Kong SFC License Details (ID 2300822)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LQ Pacific Partners Limited	RO	Advising on securities	2021-08-27	-
	RO	Asset management	2021-08-27	-
	RO	Dealing in securities	2021-08-27	-
	Rep	Advising on securities	2021-07-21	2021-08-27
	Rep	Asset management	2021-07-21	2021-08-27
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-12-08	2021-07-01
	RO	Asset management	2020-12-08	2021-07-01
FIL Investment Advisors	Rep	Advising on securities	2016-01-19	2019-08-14
	Rep	Asset management	2016-01-19	2019-08-14
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2016-01-19	2019-08-14
	Rep	Advising on securities	2014-08-01	2019-08-14
	Rep	Dealing in securities	2014-08-01	2019-08-14