Personnel Hong Kong SFC License Details (ID 23025)

Personnel Hong Kong SFC License Details (ID 23025)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2014-11-11	2015-08-01
	Rep	Asset management	2014-11-11	2015-08-01
	Rep	Dealing in securities	2014-11-11	2015-08-01
Tiger Securities Asset Management Company Limited	Rep	Dealing in securities	2010-06-04	2014-06-30
	Rep	Advising on securities	2009-07-28	2011-04-28
HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-05-19	2009-07-01
PERFECT ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2006-10-18	2009-04-22
AXA Financial Planning (Hong Kong) Limited	Rep	Advising on securities	2005-07-12	2006-09-30
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2003-10-28	2005-07-12