Personnel SFC Licences and HKMA Registrations (ID 23026219)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-01-05	-
	Rep	Dealing in securities	2021-12-10	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2021-12-10	-
	Rep	Dealing in securities	2021-12-10	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2019-11-26	2021-11-19
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-11-26	2021-11-19
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2019-04-10	2019-07-19
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-04-10	2019-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.