Personnel SFC Licences and HKMA Registrations (ID 23026268)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2026-03-16	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-10-20	2026-01-02
iFAST Financial (HK) Limited	Rep	Asset management	2020-03-24	2021-09-29
	Rep	Advising on securities	2019-04-09	2021-09-29
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2019-04-09	2020-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ9045

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2026-02-20	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2026-02-20	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2026-02-20	—	Current