Personnel SFC Licences and HKMA Registrations (ID 23026350)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RIME Capital Limited	RO	Dealing in securities	2023-06-21	-
	RO	Advising on securities	2021-12-03	-
	RO	Asset management	2021-12-03	-
	Rep	Dealing in securities	2020-06-10	2023-06-21
	Rep	Advising on securities	2019-04-10	2021-12-03
	Rep	Asset management	2019-04-10	2021-12-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.