Personnel SFC Licences and HKMA Registrations (ID 23026372)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2026-06-08	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2024-11-27	-
	Rep	Dealing in securities	2024-09-16	-
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-06-01	2024-05-25
Donghai International Securities (Hong Kong) Limited	Rep	Dealing in securities	2020-05-21	2022-03-06
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-04-10	2020-02-28
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-04-10	2020-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.