Personnel Hong Kong SFC License Details (ID 2302827)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragon Financial Partners Limited	RO	Advising on corporate finance	2020-05-07	-
	RO	Dealing in securities	2020-05-07	-
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2014-08-04	2017-04-19
	RO	Dealing in securities	2014-08-04	2017-04-19