Personnel Hong Kong SFC License Details (ID 2303451)

Personnel Hong Kong SFC License Details (ID 2303451)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2023-02-08	-
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2023-02-08	-
	RO	Dealing in securities	2023-02-08	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-05-10	2023-02-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2022-05-10	2023-02-08
	Rep	Dealing in securities	2022-05-10	2023-02-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-08-05	2018-12-19
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2014-08-05	2018-11-01
	Rep	Dealing in futures contracts	2014-08-05	2021-08-19
	Rep	Dealing in securities	2014-08-05	2021-08-19