Personnel Hong Kong SFC License Details (ID 2303458)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-09-21	2018-09-30
	Rep	Dealing in futures contracts	2016-06-29	2016-07-15
	Rep	Dealing in securities	2016-06-29	2016-07-15
	Rep	Advising on securities	2014-08-05	2016-01-04