Personnel SFC Licences and HKMA Registrations (ID 2303961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	Rep	Asset management	2025-09-18	-
Citadel Asia Limited	Rep	Asset management	2023-04-24	2024-12-11
CPPIB Asia Inc.	Rep	Dealing in securities	2019-12-16	2021-04-30
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on securities	2016-09-20	2019-06-28
	Rep	Dealing in securities	2016-09-20	2019-06-28
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2014-08-06	2016-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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