Personnel Hong Kong SFC License Details (ID 2303963)

Personnel Hong Kong SFC License Details (ID 2303963)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-09-11	-
Point72 Hong Kong Limited	Rep	Asset management	2020-11-03	2023-04-04
Yishao Capital Management (HK) Limited	RO	Asset management	2019-07-02	2020-09-30
Morgan Stanley Asia Limited	Rep	Advising on securities	2016-05-06	2019-04-04
	Rep	Asset management	2015-08-31	2019-04-04
	Rep	Dealing in securities	2015-08-31	2019-04-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2014-08-06	2015-08-15
	Rep	Dealing in securities	2014-08-06	2015-08-15