Personnel Hong Kong SFC License Details (ID 2303969)

Personnel Hong Kong SFC License Details (ID 2303969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2019-06-29
	Rep	Dealing in securities	2016-04-20	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2016-04-20	2019-06-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2016-04-20	2016-06-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2015-09-02	2016-04-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2015-09-02	2016-04-09
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2014-08-06	2015-08-17
	Rep	Dealing in securities	2014-08-06	2015-08-17