Personnel Hong Kong SFC License Details (ID 2304552)

Personnel Hong Kong SFC License Details (ID 2304552)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
L&AMP;R CAPITAL LIMITED	Rep	Advising on securities	2020-06-17	2022-02-25
	Rep	Asset management	2020-06-17	2022-02-25
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2018-11-01	2020-05-28
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2015-06-10	2018-09-25
	Rep	Dealing in securities	2015-06-10	2018-09-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2014-08-07	2015-05-13
	Rep	Advising on securities	2014-08-07	2015-05-13
	Rep	Dealing in securities	2014-08-07	2015-05-13