Personnel SFC Licences and HKMA Registrations (ID 2304562)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-07-19	-
	Rep	Dealing in securities	2018-07-19	-
Funderstone Futures Limited	Rep	Dealing in futures contracts	2016-07-05	2018-07-01
Funderstone Securities Limited	Rep	Dealing in securities	2016-07-05	2018-07-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-08-07	2014-10-03
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-08-07	2014-10-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.