Webb-site Legacy

Ratti, Upwan (SFC:BDY281)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2025-10-21	-
	Rep	Advising on securities	2019-05-30	-
	Rep	Dealing in securities	2019-05-30	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-08-07	2015-09-23
	Rep	Dealing in securities	2014-08-07	2015-09-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.