Personnel Hong Kong SFC License Details (ID 2304568)

Personnel Hong Kong SFC License Details (ID 2304568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2022-08-12	2022-09-27
Haitong Futures Hong Kong Limited	RO	Advising on futures contracts	2021-07-30	2022-06-28
	RO	Dealing in futures contracts	2021-07-30	2022-06-28
HANTEC FUTURES LIMITED	RO	Dealing in futures contracts	2021-03-02	2021-04-14
HANTEC SECURITIES CO., LIMITED	RO	Dealing in securities	2021-03-02	2021-04-14
	Rep	Dealing in securities	2020-12-14	2021-03-02
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2020-12-02	2021-03-02
Holly International Financial Holdings Limited	Rep	Dealing in futures contracts	2020-05-18	2020-06-30
JINRUI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-11-27	2020-02-17
Standard Perpetual Securities Limited	Rep	Dealing in securities	2018-09-19	2018-10-23
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-11-29	2018-07-27
	Rep	Dealing in securities	2017-11-29	2018-07-27
Gong Ping Futures Limited	Rep	Dealing in futures contracts	2017-05-29	2017-11-05
Gong Ping Securities Limited	Rep	Dealing in securities	2017-05-29	2017-11-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-08-07	2016-06-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-08-07	2016-06-09
	Rep	Dealing in securities	2014-08-07	2016-06-09