Personnel Hong Kong SFC License Details (ID 2304571)

Personnel Hong Kong SFC License Details (ID 2304571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2026-04-08	-
	Rep	Dealing in securities	2026-04-08	-
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2026-04-08	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2018-10-22	2024-02-23
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-10-22	2026-03-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2018-09-24	2026-03-17
	Rep	Dealing in securities	2018-09-24	2026-03-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-09-24	2026-03-17
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-05-15	2018-08-31
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2018-04-26	2018-08-31
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-07-28	2018-03-13
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2014-08-07	2015-07-14