Personnel Hong Kong SFC License Details (ID 2304575)

Personnel Hong Kong SFC License Details (ID 2304575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-04-14	-
	Rep	Dealing in securities	2021-04-14	-
Fosun International Securities Limited	Rep	Advising on corporate finance	2021-03-05	2021-03-19
	Rep	Dealing in securities	2021-03-05	2021-03-19
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2017-02-23	2021-01-04
	Rep	Dealing in securities	2017-02-23	2021-01-04
RHB CAPITAL HONG KONG LIMITED	Rep	Dealing in securities	2015-09-14	2016-11-18
	Rep	Advising on corporate finance	2014-08-07	2016-11-18