Personnel SFC Licences and HKMA Registrations (ID 23048619)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
North Rock Capital Management (HK) Limited	Rep	Asset management	2025-07-14	-
	Rep	Dealing in securities	2025-07-14	-
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2019-04-15	2025-06-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.