Personnel SFC Licences and HKMA Registrations (ID 23048667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2024-11-04	-
	Rep	Dealing in securities	2024-11-04	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-11-09	-
	Rep	Advising on futures contracts	2021-11-09	2025-02-10
CES Capital International (Hong Kong) Co., Limited	Rep	Advising on futures contracts	2019-04-15	2021-08-31
	Rep	Advising on securities	2019-04-15	2021-08-31
	Rep	Dealing in futures contracts	2019-04-15	2021-08-31
	Rep	Dealing in securities	2019-04-15	2021-08-31
	Rep	Leveraged foreign exchange trading	2019-04-15	2021-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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