Personnel Hong Kong SFC License Details (ID 2305831)

Personnel Hong Kong SFC License Details (ID 2305831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-03-26	-
	Rep	Dealing in securities	2025-11-24	-
	Rep	Advising on corporate finance	2025-11-24	2026-03-26
CMBC International Capital Limited	RO	Advising on corporate finance	2023-03-06	2025-11-01
	Rep	Dealing in securities	2019-09-04	2025-11-01
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-09-04	2025-11-01
CMBC International Capital Limited	Rep	Advising on corporate finance	2019-06-24	2023-03-06
PROSPER VOYAGE CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-07	2019-06-16
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-10-20	2017-08-31
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2014-08-11	2017-08-31