Personnel Hong Kong SFC License Details (ID 2305861)

Personnel Hong Kong SFC License Details (ID 2305861)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2026-08-20	-
	RO	Advising on securities	2026-08-20	-
	RO	Asset management	2026-08-20	-
	Rep	Advising on futures contracts	2026-08-20	2026-08-20
	Rep	Advising on securities	2026-08-20	2026-08-20
	Rep	Asset management	2026-08-20	2026-08-20
	Rep	Advising on futures contracts	2022-01-19	2023-07-09
	Rep	Advising on securities	2022-01-19	2023-07-09
	Rep	Asset management	2022-01-19	2023-07-09
Conning Asia Pacific Limited	Rep	Advising on securities	2015-08-18	2019-03-11
	Rep	Asset management	2015-08-18	2019-03-11
	Rep	Dealing in securities	2015-08-18	2019-03-11
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2014-08-11	2015-05-28
	Rep	Asset management	2014-08-11	2015-05-28
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2014-08-11	2015-05-28
	Rep	Advising on securities	2014-08-11	2015-05-28
	Rep	Asset management	2014-08-11	2015-05-28