Hu, Hanwen 胡瀚文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-11-15	-
	Rep	Dealing in securities	2021-11-15	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-09-06	2021-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-09-06	2021-09-01
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-08-12	2016-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-11-15	-
	Rep	Dealing in securities	2021-11-15	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-09-06	2021-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-09-06	2021-09-01
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2014-08-12	2016-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.