| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2024-01-10 | - |
| RO | Dealing in securities | 2024-01-10 | - | |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2024-01-10 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2017-12-04 | 2024-01-10 |
| Rep | Dealing in securities | 2017-08-21 | 2024-01-10 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-08-21 | 2024-01-10 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on futures contracts | 2014-11-20 | 2017-08-01 |
| Rep | Dealing in futures contracts | 2014-11-20 | 2017-08-01 | |
| Rep | Advising on securities | 2014-08-14 | 2017-08-01 | |
| Rep | Dealing in securities | 2014-08-14 | 2017-08-01 |