Personnel Hong Kong SFC License Details (ID 2307449)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-09-20	2022-07-22
	Rep	Dealing in securities	2018-09-20	2022-07-22
Leo Capital Corp (Hong Kong) Limited	Rep	Advising on securities	2017-01-09	2017-10-25
	Rep	Asset management	2017-01-09	2017-10-25
EXS Capital Asia Limited	Rep	Advising on securities	2014-08-14	2016-12-31
	Rep	Asset management	2014-08-14	2016-12-31