Personnel SFC Licences and HKMA Registrations (ID 2307456)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Flow Capital Partners Limited	RO	Advising on securities	2025-09-25	-
	RO	Asset management	2025-09-25	-
	RO	Dealing in securities	2025-09-25	-
	Rep	Advising on securities	2025-07-31	2025-09-25
	Rep	Asset management	2025-07-31	2025-09-25
	Rep	Dealing in securities	2025-07-31	2025-09-25
Oaktree Capital (Hong Kong) Limited	Rep	Advising on securities	2017-02-01	2024-11-22
	Rep	Dealing in securities	2017-02-01	2024-11-22
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2014-08-14	2016-12-23
	Rep	Dealing in securities	2014-08-14	2016-12-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.