Personnel Hong Kong SFC License Details (ID 2307574)

Personnel Hong Kong SFC License Details (ID 2307574)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2019-03-08	2019-03-15
	Rep	Advising on securities	2018-01-18	2018-01-26
	Rep	Advising on securities	2017-08-03	2017-08-11
	Rep	Advising on securities	2017-02-23	2017-03-03
	Rep	Advising on securities	2016-08-29	2016-09-04
	Rep	Advising on securities	2016-03-10	2016-03-17
	Rep	Advising on securities	2015-11-30	2015-12-07
	Rep	Advising on securities	2015-08-20	2015-08-30
	Rep	Advising on securities	2015-03-12	2015-03-22
	Rep	Advising on securities	2014-08-15	2014-08-23