Personnel Hong Kong SFC License Details (ID 23081117)

Personnel Hong Kong SFC License Details (ID 23081117)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2023-04-27	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2023-04-27	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-03-15	-
	Rep	Dealing in securities	2023-03-15	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-15	-
	Rep	Dealing in securities	2023-03-15	-
BEA Union Investment Management Limited	Rep	Advising on securities	2020-09-04	2023-02-06
	Rep	Dealing in securities	2020-09-04	2023-02-06
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-04-23	2020-08-21
	Rep	Dealing in securities	2019-04-23	2020-08-21