Personnel SFC Licences and HKMA Registrations (ID 23081123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Advising on securities	2026-10-14	-
	Rep	Asset management	2026-10-14	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2026-10-14	-
Emperor Wealth Management Limited	Rep	Advising on securities	2026-10-14	-
	Rep	Dealing in securities	2026-10-14	-
UCAP Securities (HK) Limited	Rep	Advising on securities	2022-06-14	2026-07-08
	Rep	Asset management	2022-06-14	2026-07-08
	Rep	Dealing in securities	2022-03-17	2026-07-08
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2019-04-23	2022-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.