Personnel SFC Licences and HKMA Registrations (ID 23086587)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on corporate finance	2026-07-28	-
	RO	Dealing in securities	2026-07-28	-
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2024-10-25	2026-05-04
	RO	Dealing in securities	2024-10-25	2026-05-04
	Rep	Advising on corporate finance	2019-04-23	2024-10-25
	Rep	Dealing in securities	2019-04-23	2024-10-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.